reasoning against harsh punishment

An anger-driven justice system doesn’t necessarily generate harsh punishment.  In ancient, democratic Athens, anger made a citizen’s case for public action against a wrongdoer. Yet anger-driven justice seems not to have supported harsh punishment.  Executions in democratic Athens were limited to means that did not draw blood; specifically, drinking hemlock and being crucified by being bound, not nailed, to a board.  Athenian themselves considered their city to have mild, even too mild, punishments.[1]  Anger was not a recognized impediment to a just public order.

Scholarly development set reason against emotion.  The relation between reason and emotion became a key issue among teachers (philosophers) competing vigorously for students.  Among most philosophers, the favored position was that reason should control emotion.  That’s the idea underlying Plato’s famous image of reason as a charioteer controlling conflicting emotions.

In the vibrant intellectual circumstances of the ancient Islamic world, a leading physician counseled an emir to administer punishment based on reason, not anger.  According to a history that the physician’s son wrote, the Emir said to the physician:

I want you to take care of my physical well-being and of something even more important to me, namely my morals, for I have faith in your intelligence, learning, piety and devotion. I am greatly distressed by the fact that anger often drives me to actions such as flogging and executions, which I regret when my wrath has subsided. I therefore request you to watch me, and if you detect any defect in my behavior, do not hesitate to tell me so and advise me how to rid myself of it. [2]

The physician reportedly replied:

I have heard the Emir’s order and shall obey it.  The Emir will at once hear some general rules from me as to how to deal with the failings he is concerned about, while details will follow as the occasion arises.  Remember, O Emir, that you occupy a position in which no man can gain the upper hand of you, that you are free to do whatever you please at any time you choose. … Bear in mind, therefore, that anger intoxicates a man much more powerfully than wine. A man drunk with wine is apt to do what he will neither understand nor even remember when he is sober again and will regret and be ashamed of when reminded of it, and the same applies, only more so, to a man drunk with anger. So, whenever you feel anger rising in you, then, before its effect becomes too heady and you are no longer master of yourself, make it a rule to defer punishment to the following day, since you may be sure that what you were about to do can be done just as well on the morrow. …  If you behave in this way, the fit of anger will pass during the night.  It will subside of itself and you will sober up.  … When recovering from your intoxication, reflect upon the matter which aroused your anger.

The physician encouraged the Emir to reason:

  • Think about God:”just as you would like God to forgive you, so other people hope for your clemency and forgiveness. … Great credit will accrue to you by being merciful. Remember the word of Allāh, the Most High: Let them pardon and overlook; do ye not like that Allāh should forgive you; Allāh is forgiving, compassionate {Qur’ān, XXIV, 22}”
  • Recognize that deterrence will continue to exist: “Neither the evildoer nor anyone else will think that you were too weak to mete out punishment or that you lacked power to do so.”
  • Think about proportionality: “mete out punishment commensurate with the crime, and no more otherwise you will be a wrongdoer and your prestige will suffer.”
  • Reason about your interests: “justice {is} much more profitable to the ruler than tyranny, as it leads to happiness in this world and the next.”

Such reasons have been continually discussed among scholars right through to present-day criminologists.

If emotions are recognized as an integral component of reasoned decision-making, then the Emir’s problem points to a different treatment.  What events caused the Emir to get so angry that he would have persons flogged and executed?  What could be done so that the Emir wouldn’t get so angry in response to those events?  Discussion and particular training experiences could well be effective treatment.

Unfortunately, actual human decision-making is difficult matter for scholarly writing.  Compared to abstract reasoning, actual human decision-making is much more contingent on persons and circumstances.  Abstract reasoning, presented within actual or fictive history, can be much more easily marketed across an expert’s clients.

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Notes:

[1] On anger in relation to prosecution and punishment in democratic Athens, see Allen (2000) pp. 50-9, 148-51. The Athenian form of crucifixion was called apotympanismos.  Archaeological evidence indicates that apotympanismos involved strap bindings around the neck, wrists, and ankles.  It obviously was not a mild form of punishment.  Other forms of punishment were fines, loss of political rights, and banishment.  Citizens were not subject to corporal punishment, and imprisonment was rare. Given the limited evidence available, a good measure of the harshness of Athenian punishment doesn’t exist.  Yet much more physically brutal punishments have been common across the world and throughout history.  The Athenians apparently were proud of their mildness in punishment.  See Hall (1996) pp. 73-4.

[2] All the above quotes are from HP pp. 425-8.  The physician’s name was Abū Sa`īd Sinan ibn Thābit ibn Qurra.  His son’s name (the author of the text) was Abū al-Hasan Thābit ibn Sinān ibn Thābit ibn Qurrah.  The historical circumstances and the textual style suggest that the above and subsequent quotation are largely fictive.  Sinan ibn Thābit (the father) served as physician to three successive caliphs: al-Muqtadir, al-Qāhir, and al-Rādī.  The brutal behavior of rulers clearly was a important public issue in Sinan ibn Thābit’s time.  Consider, for example, the behavior of the caliph al-Qāhir:

With an outward affectation of godliness, al-Qāhir went to every excess of cruelty and extortion.  He even tortured the mother of al-Muqtadir and his sons and favorites, to squeeze from them the wealth built up throughout the late reign.  Many fled from his grasp.  Al-Qāhir had his nephew, who was to have followed him, walled up alive.  Thus relieved from immediate threat, al-Qāhir broke out into such tyranny, even against friend and foe, as to make his rule unbearable.

In fear of al-Qāhir, Sinan ibn Thābit at one point fled from Baghdad to Khorāsān.  HP p. 422.  Al-Qāhir was subsequently disposed, imprisoned, and blinded.  Under the next caliph, brutal punishments continued.  For example, the wazir ordered a wealthy, elite public servant, Ibn Muqlah (father of Abū al-Husayn), to be harshly beaten.  Thābit ibn Sinān recorded his first-person observations:

On entering his room I found him stretched out on a shabby mat with a dirty pillow under his head and wearing nothing but a pair of trousers. His whole body, from head to toe, was the color of eggplant, without a single clear spot.

Ibn Muqlah subsequently had his right hand cut off as further punishment.  Then his tongue was cut out.  He was left in prison and prevented from receiving care and help.  Thābit ibn Sinān records:

I heard that he even had to draw his own water, pulling the rope with his left hand and holding it in his mouth. He continued in wretched misery until his death.

For the details of Ibn Muqlah’s punishment, see HP pp. 430-3.  Thābit ibn Sinān also recorded a high official’s compassionate treatment of prisoners.  That text seems much more stylized than Thābit ibn Sinān’s first-person observations of Ibn Muqlah’s punishment.

References:

Allen, Danielle S. 2000. The world of Prometheus: the politics of punishing in democratic Athens. Princeton, N.J.: Princeton University Press.

Hall, Margaretha Debrunner. 1996. “Even Dogs have Erinyes: Sanctions in Athenian Practice and Thinking.” Ch. 5 in Foxhall, Lin, and A. D. E. Lewis. 1996. Greek law in its political setting: justifications not justice. Oxford: Clarendon Press.

HP: Ibn Abi Usaybi’ah, Ahmad ibn al-Qasim. English translation of History of Physicians (4 v.) Translated by Lothar Kopf. 1971. Located in: Modern Manuscripts Collection, History of Medicine Division, National Library of Medicine, Bethesda, MD; MS C 294Online transcription.

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public gestures of compassion

Early in the tenth century, brutality and fear were common in Baghdad.  That city was then the capital of the Abbasid caliph and probably the largest city in the world.  When Caliph al-Muktafi died in 908, his thirteen-year-old son became the caliph, taking the name al-Muqtadir.[1]  Political turmoil and intrigue was intense across al-Muqtadir’s caliphate.  Across al-Muqtadir’s 25-year reign, the leading governing position of wazir changed person fourteen times.[2]

External threats contributed to a civic climate of paranoia.  The Fatimid al-Mahdi attacked Abbasid Egypt from his base in Ifriqiya, an area along the coasts of present day Algeria, Tunisia, and Libya.  The Carmathians, Muslim rebels based in Bahrain, pillaged Basra in 924, threatened Baghdad in 927, and sacked Mecca in 930.  The Carmathians killed Hajj pilgrims and took the revered Black Stone away from Mecca.  The Black Stone was returned to Mecca only in 952, after the Abbasids paid a huge ransom.[3]

Within this unstable and fearful political climate, the celebrated Persian mystic Mansur al-Hallaj was imprisoned for eleven years and then executed.  The execution occurred in Baghdad in 922 after a long and contentious public trial.  Alī ibn `Isā, a leading government official, allowed the execution of al-Hallaj to proceed.  Alī ibn `Isā apparently took this course of action to avoid angering the wazir Hāmid ibn al-`Abbās.  Alī ibn `Isā served as wazir himself several times during al-Muqtadir’s caliphate.[4]  Alī ibn `Isā thus undoubtedly was a shrewd political operator enmeshed in high politics.  The execution of al-Hallaj most probably was politically expedient.

Particular acts of public compassion had value even within this political climate.  Al-Muqtadir’s physician’s son, who himself was also a high-ranking physician, wrote a “Book of History” that describes Alī ibn `Isā’s actions.[5]  According to that book, Alī ibn `Isā directed the caliph’s physician (the author’s father) to arrange for physicians to go to an area lacking medical services and care for residents there.  Alī ibn `Isā directed that once the needs of Muslims had been met, the physicians should also treat Jews, as well as other non-Muslims, in other areas that lacked medical services.  Alī ibn `Isā also intervened to ensure that revenue from a religious endowment was not diverted from supporting a hospital.  He ordered the endowment administrator:

Do everything to pay out what is due, and see that the physically and mentally sick inmates are kept warm with blankets, clothing and fuel, supplied with food and given constant treatment and care.

Another of Alī ibn `Isā official missives to the caliph’s physician concerned prisoners:

I have been pondering on the situation of those in prison and on the fact that owing to their number and uncomfortable accommodation, they will inevitably become affected with disease. They cannot look after themselves and consult doctors about their condition. It is fitting therefore, that you assign special physicians to them who should visit them every day, carrying drugs and medicines. The should make the rounds of all the prisons in order to attend the sick inmates and cure their diseases. An order should also be issued that those who are in need of muzawwarāt should be given it.[6]

The author of the “Book of History” was deeply involved in high Abbasid politics.  That book plausibly was a literary means for buttressing the reputation of the author’s father (the caliph’s physician), Alī ibn `Isā, and other politicians that the author favored.  Across millennia and across many different political circumstances, care for those sick and in prison has been a sign of personal merit.

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Notes:

[1] The boy’s name was originally Ja’far b. al-Mu’tadid.  Al-Muqtadir  means “mighty by the help of the Lord.”

[2] Sourdel (1977) p. 135.  Wikipedia says thirteen times.  Some persons had multiple turns in the office of wazir.

[3] Sourdel (1977) p. 136.

[4] Sourdel (1977) pp. 135-37, HP p. 422.  Alī ibn `Isā’s full name was Abū al-Hasan Alī ibn `Isā ibn al-Jarrāh.

[5] HP pp. 422, 429, 433.  The physician’s name was Abū Sa`īd Sinan ibn Thābit ibn Qurra.  His son’s name was Abū al-Hasan Thābit ibn Sinān ibn Thābit ibn Qurrah.

[6] Previous two quotes are from HP pp.  422-6.

References:

HP: Ibn Abi Usaybi’ah, Ahmad ibn al-Qasim. English translation of History of Physicians (4 v.) Translated by Lothar Kopf. 1971. Located in: Modern Manuscripts Collection, History of Medicine Division, National Library of Medicine, Bethesda, MD; MS C 294Online transcription.

Sourdel, Dominique. 1977.  “The ‘Abbasid caliphate.”  Ch. 4 in Holt, Peter Malcolm, Ann K. S. Lambton, and Bernard Lewis, eds. The Cambridge history of Islam. Vol. 1A, The central Islamic lands from pre-Islamic times to the First World War. Cambridge: Cambridge University Press.

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online video visitation with prisoners has promising future

While onsite video visitation systems for communicating with prisoners have been used in the U.S. since 1995, online video visitation with prisoners has now become highly feasible.  Online video visitation allows prisoners’ family and friends to visit prisoners via personal, secure Internet video conferencing from their homes.[*]  A crude estimate for potential online prisoner video visitation service revenue is about $200 million per year in the U.S.   This communications industry development can increase prison security, lower prison operating costs, and increase the welfare of prisoners and their friends and family.

Personal visits with prisoners can be a significant conduit for contraband.  The risk of passing contraband causes many prisons not to allow personal contact visits with prisoners.  Even non-contact but open-air visits have contraband risks.  Because of security concerns, allowing personal visits only across a transparent barrier is quite common.  Such visits have similar sensory properties to video visitation, but much higher costs for all parties.

Online video visitation lessens prison operating costs.  Moving prisoners securely from cellblocks to visiting areas requires considerable prison staff time.  A physically separate visitation facility also requires dedicated staffing.  Video visitation stations for prisoners can be distributed close to cell blocks and in a way that minimizes additional staffing required to supervise the video visitation stations.  Such efficiencies in turn allow prisons to offer a wider range of times and days for visits.

Online video visitation also lessens visitors’ costs.  Prisoners held for terms longer than one year are typically held in large state facilities that can be a long distance from where the prisoners’ family and friends live.  Online video visits eliminate visitors’ travel costs, both time and expenses.   Because of unavoidable variance in travel times, on-site prisoner visits cannot be precisely scheduled, and often they are not pre-scheduled.   Hence visitors can spend considerable time waiting for a visit.  Online video visitation allows more precise visit scheduling, allows visits to be scheduled across a wider range of days and times, and reduces visitors’ opportunity cost of waiting.

Online video visitation would serve to foster successful prisoner re-integration into society after release from prison.  Newly released prisoners face enormous challenges in surviving as law-abiding citizens.  Support from family and friends plays a critical role in successful re-intergration.  Online video visitation, by fostering communication between prisoners and their family and friends, would help prisoners to maintain the relationships that they will need upon release.

Providing new communication opportunities for prisoners is not just a promising business.  It’s also in the public interest.

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Data: U.S prisoner visiting statistics and estimated online video visitation revenue (Excel version)

[*] In the U.S., an onsite video visitation systems was first installed in the Brevard County jail complex in Florida in 1995.  The system reduced the cost of moving prisoners within the prison.   A similar system was installed in a Washoe County, Nevada, jail in 1999.  An online video visitation system was installed in Ada County, Idaho, in 2009.  After an Ada County sheriff’s poll found that 43% of homes didn’t have Internet access, churches and bail bond companies stepped up to provide Internet access.  The high share of homes not having Internet access may reflect a bias toward the demographics of the disadvantaged jail population.  The Twin Falls County jail in Idaho is moving towards online video visitation.   The Kootenai County jail in Idaho has a similar system that could also support online video visitation.

governing the criminal justice system

William Stuntz’s new book, The Collapse of American Criminal Justice, compelling indicts the U.S. criminal justice system for failing to provide just and equal justice under law.  Stuntz declares:

The criminal justice system has run off the rails.  The system dispenses not justice according to law, but the “justice” of official discretion.  Discretionary justice too often amounts to discriminatory justice.  And no stable regulatory mechanism governs the frequency or harshness of criminal punishment, which has swung wildly from excessive lenity to even more excessive severity.

Legislators get political credit for passing tough new criminal laws.  Not surprisingly, the number of criminal laws has exploded and the severity of punishment possible under law has increased greatly.  In the U.S., criminal justice now depends largely on prosecutors’ discretion in bringing charges and, to a lessor extent, on judges’ sentencing discretion in disposing of induced guilty pleas.  Current results of this system are 2.3 million persons in prison or jail, with African-Americans and males vastly disproportionately represented among those incarcerated.

Stuntz proposes two complementary directions for reform.  First, to strength equal protection under law, law in action must legally constrain formal criminal laws.  Irrespective of the filigrees of formal criminal laws, imposing dissimilar punishment on persons accused of factually and substantively similar actions should not be permissible under constitutional law of equal protection.  Second, to ensure that criminal punishment actually serves local community needs and values, local democratic control of the criminal justice system should be strengthened.  Increased funding for local policing would strengthen local democratic control.  So too would more jury trials and care to select juries from among the peer community of the accused.

John Paul Stevens, who served for nearly 35 years on the U.S. Supreme Court, praised Stuntz’s book in his recent review of it in The New York Review of Books.  The first sentence of Stevens’ review describes who Stuntz was:

William Stuntz was the popular and well-respected Henry J. Friendly Professor of Law at Harvard University.

Stevens’ review concludes:

Professor Stuntz’s account of the “collapse” of an overgrown system of criminal law enforcement is well worth reading.  It is full of interesting historical discussion.  It accurately describes the magnitude of the twin injustices {excessive severity and disparate treatment of African-Americans} in the administration of our criminal law.  It should motivate voters and legislators to take action to minimize those injustices.

The last sentence of Stevens’ review presents the mass-media model of social change.  An eminent professor writes a book.  Prominent persons acclaim it in prominent publications.  The book becomes widely read.  Voters vote for political candidates who support the book’s proposals.  Legislators, perhaps with an eye to their standing in elite discourse, perceive additional motivation for acting.  Thus voters and legislators act to minimize the grotesque injustices in our criminal justice system.

Even with John Paul Stevens and William Stuntz, both great men, seeking to activate it, the mass-media model offers meager hope for transforming the criminal justice system to deliver sensible justice.  Within your abilities, resources, and constraints, look for additional ways to make the criminal justice system more just.

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The first quotation above is from Stuntz (2011) p. 5.

References:

Stevens, John Paul. 2011.  Our ‘Broken System’ of Criminal Justice. The New York Review of Books. Nov. 10, 2011 issue.

Stuntz, William J. 2011. The collapse of American criminal justice. Cambridge, Mass: Belknap Press of Harvard University Press.

legal standards for imprisoning child-support debtors

The U.S. Supreme Court’s Turner v. Rogers (2011) decision established due-process safeguards for proceedings threatening unrepresented child-support debtors with incarceration.   A key element of those safeguards is an explicit, simple determination that the child-support debtor is presently able to pay.  Turner v. Rogers formally declared procedural conditions.  Substantive grounds for incarcerating child-support debtors is formally a separate matter.

Despite Turner v. Rogers’ formal scope, it provides a better guide to substantive grounds for incarcerating child-support debtors than does the opinion of the U.S. Court of Appeals, Ninth Circuit, in U.S. v Ballek (1999).  An Assistant Federal Public Defender brought Jeffrey Ballek’s case against the United States government, represented in the person of an Assistant United States Attorney.  Child support is an off-budget, twenty-seven-billion-dollar, tax-and-transfer program that provides more benefits to adults associated with other adults who have more money.  One could hardly imagine a more attractive program to politicians than such “child support.”  One man’s liberty interest against a large, politically appealing program is a set up for a mugging, even in a court of law, and even with an Assistant Federal Public Defender there to square off against the Assistant United States Attorney.  The Ninth Circuit’s opinion in Ballek reads as if Ballek’s side was pummeled into silence before it could deliver key understanding to the court.

The Ballek opinion fails to recognize basic aspects of child support.   The Ninth Circuit grasped for self-evident observations:

We start with the self-evident observation that the relationship between parent and child is much more than the ordinary relationship between debtor and creditor.

The reference to parent is nicely sentimental, but divorced from knowledge.  Child support, when imposed on men, is legally based on no action other than having sex, or, alternatively, being married.  In California in March, 2000, 71% of child support obligors with arrears had at least one child support order established by default judgment.[1]  When child-support obligations are established by default judgment, the obligor isn’t even aware of the obligation.  The ordinary relationship between debtor and creditor typically is longer than a one-night stand.  Moreover, the debtor actually knows of the obligation and explicitly agrees to it.

Child-support orders are highly disproportionately imposed on men, and so too is imprisonment.   The Ninth Circuit judges’ lack of interest in sex continued through their consideration of debt imprisonment and forced employment:

Imprisoning someone for failure to pay a debt can run afoul of the Thirteenth Amendment.  See, e.g., Pollock v. Williams, 322 U.S. 4, 64 S.Ct. 792, 88 L.Ed. 1095 (1944).  However, not all forced employment is constitutionally prohibited.  Where the obligation is one that has traditionally been enforced by means of imprisonment, the constitutional prohibition does not apply.  See, e.g., Robertson v. Baldwin, 165 U.S. 275, 287-88, 17 S.Ct. 326, 41 L.Ed. 715 (1897) (imprisonment for sailors who desert their ships);  Arver v. United States, 245 U.S. 366, 390, 38 S.Ct. 159, 62 L.Ed. 349 (1918) (imprisonment for refusal to perform military service);  Butler v. Perry, 240 U.S. 328, 332-33, 36 S.Ct. 258, 60 L.Ed. 672 (1916) (imprisonment for failure to do roadwork).

These traditional forms of forced employment all concern forced employment of men.  A fundamentally sex-biased interpretation of the Thirteenth Amendment should be overruled even sooner than sexist selective service registration is.

The Ninth Circuit described imprisoning persons for not providing money to a custodial parent as one of the most important exercises of state police power.  That understanding shaped the Court’s interpretation of the Thirteenth Amendment:

We decline to interpret the Thirteenth Amendment in a way that would so drastically interfere with one of the most important and sensitive exercises of the police power – ensuring that persons too young to take care of themselves can count on both their parents for material support.

While two-breadwinners per child might be imagined as an ideal, that ideal has little relation to current or historical reality.  Many families have only one income earner as a result of family caretaking choices or the death of a spouse.  About 40% of persons providing financial child support as a non-custodial parent are married to another person.[3]  Thus the two-breadwinners per child ideal would require extensive double-counting across households.  Most importantly, imprisoning a person can drastically interfere with that person’s ability to provide material and non-material support for the custodian of a child, or children under the imprisoned person’s own custody.   Australia, Austria, and Finland do not allow the imprisonment of child-support debtors.  In Denmark, such imprisonment never occurs, and in France, it’s very rare.[4]  Describing imprisoning child-support debtors as “one of the most important and sensitive exercises of the police power” is absurd.  U.S. government officials and the public have had, until recently, little knowledge of the actual extent of such incarceration.[5]

From an economic perspective, child-support prices function much differently from prices in labor and financial markets.  Child-support orders do not respond automatically, quickly, or rationally to changes in economic circumstances.  Child-support orders administratively fix substantial nominal payments for up to twenty-one years into the future.  In response to an adverse economic shock such as loss of a job or imprisonment, a child-support obligor must seek a court order to have the child-support order changed to reflect the changed economic circumstances.  Even if a court recognizes the changed economic circumstances, the court is prohibited under the Bradley Amendment from retroactively changing the child-support obligation to recognize the actual date of the changed economic circumstances.   Apparently oblivious to these economic and procedural realities, the Ninth Circuit in Ballek stated:

In making such an award, the state courts take into account a variety of factors, including the non-custodial parent’s other obligations and his ability to pay child support;  if circumstances change, the obligor can return to court and seek to have the amount reduced.  See Alaska Stat. § 25.24.170 (Michie 1998);  Curley v. Curley, 588 P.2d 289, 291 n. 2 (Alaska 1979).

Given this means-testing, which is an integral aspect of every child support award, a non-custodial parent should never be confronted with a situation where he is ordered to make child support payments he cannot afford.  A non-custodial parent who does not have the funds to satisfy the child support award, and who does not obtain a reduction or remission of the award because of inability to pay, will almost certainly be engaged in willful defiance of the state court’s child support order.[2]

If such a process of administratively adjusting nominal economic values could work well, the Soviet Union would never have collapsed.  Soviet planners, moreover, were not legally prevented from making true-ups to account for administrative lags relative to dynamic, decentralized economic change.

The best explanation for the Ninth Circuit’s decision in Ballek is that it didn’t hear a strong case.  The Court’s opinion merely ratified powerful political and economic interests in the status quo.  Law can do better than that.  Turner v. Rogers is a good start.

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The Ballek decision: United States v. Ballek, 170 F.3d 871 (9th Cir.), cert. denied, 528 U.S. 853 (1999), argued before Circuit Judges Aldisert, Wallace and Kozinski, opinion from Kozinski.

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Notes:

[1] See Elaine Sorensen, Heather Koball, Kate Pomper, and Chava Zibman, “Examining Child Support Arrears in California: The Collectibility Study,” March 2003. Urban Institute, Prepared for the California Dept. of Child Support Services. See p. 118.

[2] The use of the term “means-testing” here is unusual.  Means testing is usually associated with the conferral of benefits.

[3] See U.S. Census Bureau, Support Providers: 2005, Table 3.

[4] See p. 43, Table 8, in Skinner, Christine, and Jacqueline Davidson (2009).  “Recent Trends in Child Maintenance Schemes in 14 Countries,” International Journal of Law, Policy, and the Family 23, pp. 25-52.

[5] Jeffrey Ballek was sentenced to six months imprisonment for his child-support debt.  The Ballek decision noted that child-support awards are “routinely enforced by imprisonment.”  Actual data on persons incarcerated for child-support debt are highly fragmentary.

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prisoners, prisons, and other incarceration terms

Prisoners, in the simplest, most general use of the term, are persons incarcerated under legal proceedings addressing violations of public law.  The facilities that incarcerate prisoners likewise can be simply and generally termed prisons.  Prisoners and prisons are the best terms in English to use for general, transnational discussions of justice systems.

Prisoners, prisons, and other terms of incarceration are complicated by more specific and exclusive usages.  For example, in the U.S., the term “prisoner” often is used specifically for persons confined in justice-system institutions that federal and state governments operate.  The term “inmate” often is used for persons confined in locally or regionally operated incarceration facilities.  “Prison inmate” or just “inmate” is also sometimes used for persons confined in federal and state facilities.  “Inmate” historically has also been used for residents of other public institutions such as hospitals and asylums.  “Convict” is an older term typically used for a person sentenced to years of incarceration.

The specific uses of prisoner and inmate typically parallel distinctions among incarceration facilities.  In the U.S., “prison” is often used for an institution holding persons sentenced to a year or more of imprisonment.  Jails and police lock-ups hold arrested persons before booking.  Jails, but usually not police lock-ups, hold pre-trial detainees, persons awaiting sentences, and persons serving sentences typically of less than a year.  Despite the difference in the specific usage of the terms “prisoner” and “inmate,” the distinction between prisons and jails is not well-defined within the U.S.  For example, Hawaii, Alaska, Vermont, Rhode Island, Connecticut, and Delaware do not distinguish between jails and prisons.  The federal justice system operates pre-trial detention facilities analogous to local jails.  The distinction between prisons and jails is also not generally applicable internationally.

Confusion in incarceration terms reflects historical cross-currents in ideas about the status of incarcerated persons and the purpose of incarceration.  Early modern incarceration facilities for high-status persons (treacherous nobles, heretical high clergy, etc.) were called “prisons”.  Incarceration facilities for low-status persons were called “workhouses,” “houses of correction,” and “jails.”  Late in eighteenth-century England the idea of a “penitentiary” developed.  Penitentiaries were incarceration facilities designed to foster repentance for crime.  The rise of social science in the nineteenth century prompted the establishment of “reformatories.”  These institutions sought to reform persons through the operation of professional treatment expertise.  The term “detention center” emerged in the twentieth century as an abstractly functional description for a short-term incarceration facility.  “Correctional institution” is a modernization of “house of correction” unmoored from a belief in the possibility of correcting persons.  Penitentiaries similarly continue to exist without belief in the significance of penance.

Incarceration terms must be interpreted in the context of their use and with broader knowledge about how the relevant justice system disposes persons.  Where are persons immediately after they are arrested?  Where are persons before a trial, between court appearances (remanded), awaiting sentencing, and serving sentences?  How are persons within the community but under criminal justice supervision, e.g. probation and parole, counted within justice system statistics?  A key step to understand is asking question, even if only to yourself.

weighing the heart for the poor

ancient Egyptian Book of the Dead -- weighing of the heart

About 3300 years ago in Egypt, the wealthy helped themselves through the afterlife by commissioning and having buried with them a personal copy of spells for “emerging forth into the light.”  One obstacle to emerging forth into the light was the weighing of the heart.  Bad behavior made the heart heavy.  If the heart was not lighter than a feather, then a beast would consume the deceased, and her existence would cease.  A standard spell for establishing a light heart included these declarations:

I have propitiated God with what he desires; I have given bread to the hungry; water to the thirsty, clothes to the naked and a boat to him who is boatless [1]

About 1300 years ago, probably somewhere in Mesopotamia, a Jewish teacher also taught care for the poor:

When a man is asked in the world-to-come: ‘What was thy work?’ and he answers: ‘I fed the hungry,’ it will be said to him: ‘This is the gate of the Lord. Enter into it, O thou that didst feed the hungry.’  When a man answers: ‘I gave drink to the thirsty,’ it will be said to him: ‘This is the gate of the Lord. Enter into it, O thou that didst give a drink to the thirsty.’ When a man answers: ‘I clothed the naked,’ it will be said to him: ‘This is the gate of the Lord. Enter into it, O thou that didst clothe the naked.’ This will also be said to him that brought up the fatherless, and to them that gave alms or performed deeds of lovingkindness.[2]

About 2000 years ago in Palestine, another Jewish teacher, whom some regarded as a rogue or traitor, taught similarly:

Come, O blessed of my Father, inherit the kingdom prepared for you from the foundation of the world; for I was hungry and you gave me food, I was thirsty and you gave me drink, I was a stranger and you welcomed me, I was naked and you clothed me, I was sick and you visited me, I was in prison and you came to me.[3]

Destiny-determining judgment depends on care for the poor.

The specification of the poor in particular texts varied.  The widow and orphan were among the poor within each text’s frame of understanding.  However, only one of the three texts above mentions the widow or the orphan (the fatherless).  Specific literary reasons might explain the widow and orphan’s exclusion in particular texts.  The third text, for example, is written from the perspective of Jesus of Nazareth.  He was a man and hence would not figure as a widow.  He repeatedly emphasized his intimate relationship with his father; he could not be imagined as an orphan.  Nonetheless, Jesus’ and his early disciples made clear that the widow and orphan were among the poor.[4]

Including the boatless among the poor may not be merely an ancient Egyptian idiosyncrasy.  An ancient Jewish song praising the Lord in times of trouble described persons hungry, thirsty, in prison, sick, and persons doing business on boats caught in storms.[5]  Like being boatless, doing business on boats caught in storms seems less universally relevant than being hungry, thirsty, in prison, or sick.  However, the ancient Egyptians understood boats to be the vehicles by which gods traveled across the sky and through the underworld.  Persons could aspire to voyage with a god in the afterworld, and they worried about evil forces carrying them away in a boat:

may a place be made for me in the solar bark on the day when the god ferries across

let me not be carried away in a boat, or be seized violently and taken to the East [6]

Perhaps boats gained more universal significance through their association with the realm of the gods and after-worldly travel.

The poor included persons in prison.  Even pushing aside persons doing business on boats caught in storms, ancient Jewish song included persons in prison among the hungry, thirsty, and sick.[7]  Jesus’ description of judgment not only explicitly included those in prison, but also in its Jewish-poetic repetition closely associated being sick and being in prison.  The righteous asked, “when was it that we saw you sick or in prison and visited you?”  The accursed were told, “I was … sick and in prison and you did not visit me.”[8]  The association of being sick and being in prison has deep historical roots and an obvious mechanism of relation: under the harsh conditions of ancient prisons, many prisoners became sick.  Persons who were sick and incapacitated also might understand themselves to be imprisoned by their sickness. Thus an Akkadian poem written in Mesopotamia about 3100 years ago laments:

I took to a sick-bed of confinement, going out was a hardship,
My house became my prison.
A fetter for my flesh, my arms were useless,
A shackle to my person, my feet were done for.
My afflictions were severe, the wound grave.[9]

The Qur’an, which from the Arabian Peninsula in the seventh century encompassed much Egyptian, Jewish, and Christian understanding, declares that devotees of Allah “feed, for the love of Allah, the indigent, the orphan, and the captive.”[10]  Those in prison were among standard types of the poor for most of recorded history among the earliest civilizations from North Africa through Mesopotamia.

Weigh your heart today.  Are prisoners among the poor?

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Related posts:

Notes:

[1] Ancient Egyptian Book of the Dead, from Spell 125, trans. Faulkner (1985) p. 32.  For an example from 1240 BGC, see Papyrus of Ani.  The ancient Egyptian Book of the Dead is more accurately translated as “Book of emerging forth into the Light.” The Weighing of the Heart is a modern name given to a vignette associated with spells 30B and 125.  The first known reference to the Weighing of the Heart occurs in the coffin texts of the 12th Dynasty (1991-1802 BGC).  That vignette, as well as spells 30B and 125, become well established in the 18th Dynasty (1550-1292 BGC).  See Taylor (2010) p. 205. A  second century GC Egyptian priestly text indicates the enduring influence of these spells.  See Grindheim (2008) p. 316, esp. ft. 8.

[2] From Midrash on Psalm 118, trans. Braude (1959).  The text is thought to have been written sometime between the sixth and ninth centuries GC.  See Grindheim (2008) p. 316.

[3] Matthew 25:35-36, trans. RSV.  A figure of God speaks these words.  As Grindheim (2008) insightful observes, this text shifts the account from first-person merit claims to divine observation of actions taken without knowledge of their merit.

[4] E.g. Luke 20:47, Mark 12:42-44, James 1:27.

[5] Psalm 107.

[6] Introductory Hymn to the Sun-God Re and Spell  93.  The first is trans. Faulkner (1985) p. 27.  The second is from the Budge’s translation of the Papyrus of Ani.  That translation more clearly conveys the concern about the boat.  Boats figure in many spells in the Book of the Dead.

[7] Psalm 107.

[8] Matthew 25:39, 43, trans. RSV.  The text’s parallel structure is preserved for other types of the poor in these conversational turns.

[9] Ludlul bēl nēmeqi, trans. Annus and Lenzi (2010) p. 37.  I have removed marks for two minor textual reconstructions.

[10] Qur’an 76:8 (Dahr) trans. Abdullah Yusuf Ali.

References:

Annus, Amar, and Alan Lenzi. 2010. Ludlul bēl nēmeqi: the Standard Babylonian poem of the Righteous Sufferer. [Helsinki]: Neo-Assyrian Text Corpus Project.

Braude, William G. 1959. The Midrash on Psalms. New Haven: Yale University Press.

Faulkner, Raymond O., trans., Carol Andrews, ed. 1985. The ancient Egyptian book of the dead. London: British Musuem Publications.

Grindheim, Sigurd. 2008. “Ignorance Is Bliss: Attitudinal Aspects of the Judgment according to Works in Matthew 25:31-46.” Novum Testamentum 50 (2008) 313-331.

Taylor, John H. 2010.  Journey through the afterlife: ancient Egyptian Book of the dead.  Cambridge, Mass: Harvard University Press.

increasing access to phones in UK prisons

The UK Ministry of Justice is considering installing telephones within prisoners’ cells.  Currently prisoners share telephones installed in common areas.  Queuing for telephone use constrains telephone use, creates arguments among prisoners, and increases tension within prisons.  Telephone equipment costs are low relative to revenue gained from prisoner telephone service.  Adding telephones to prisoners’ cells would increase prison revenue, reduce risks of prison disturbances, and increase prisoner welfare.

Prisoners in England gained access to telephones relatively recently.  Prior to the terrible Strangeways prison riot in April, 1990, English prisoners did not have regular access to telephone service.  Lord Woolf’s enquiry into the causes of the Strangeways prison riot found that lack of communication between inmates and their families contributed to tensions that burst out in the riot. That finding led to telephones being installed on landings in English prisons.

Allowing prisoners to make telephone calls from within their prison cells would not reduce public safety.  Prisoners’ telephone calls are not monitored by having a prison official watch prisoners making telephone calls or by having a prison official stand near the phone trying to overhear telephone conversations.  Prison phone networks include technology that identifies prisoners, controls who each prisoner can call, controls call length and call frequency, records every conversation, and monitors conversations for illegal activity and suspicious communication.  The location of prison phones is irrelevant to prison call control and monitoring technology.

Installing phones in prisoners’ cells could help to improve public safety by making authorized prison phones more attractive relative to contraband cell phones.  Contraband cell phones allow prisoners to make telephone calls without having to queue to use the common, authorized prison phone.  Contraband cell phones, by allowing prisoners to make calls from within their cells, also allow prisoners to make calls with less risk of other prisoners overhearing their conversations.  That element of privacy is distinct from official monitoring.  Authorized phones within prisoners’ cells would eliminate these two advantages of contraband cell phones and hence reduce the demand for contraband cell phones.

The extent of hostility towards the reasonable proposal to install telephones in prisoners’ cells is astonishing.  The Daily Mail article on the proposal generated 225 comments. Most of the commenters oppose the proposal.  Many of those commenters are angry, contemptuous, or disdainful.  A BBC article on the proposal generated 416 comments, with a similar pattern of responses.  Compared to the UK, the US imprisons a much higher share of its population, imposes longer prison sentences, and has harsher prison conditions.  The US public reaction to such a proposal probably would be even more hostile.

Important connections apparently are failing in communication with prisoners.  The problem is bigger than telephone service.

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setting prisoners free

Persons with power can make persons prisoners.  Prisoners are confined against their will.  They are confined behind locked doors and sometimes bound with shackles or chains.

Within this sense of prisoners, prisoners can be set free in essentially two ways.  Prisoners can be set free by authoritative words:

proclaim liberty to the captives and release to the prisoners

Prisoners can also be set free by violent action:

he brought them {prisoners} out of darkness and gloom,
   and broke their bonds asunder.
Let them thank the Lord for his steadfast love,
   for his wonderful works to humankind.
For he shatters the doors of bronze,
   and cuts in two the bars of iron.

Prisoners, narrowly understood, can be set free by no ways other than authoritative words or violence.

In the ancient world, being a prisoner was not narrowly understood.  Consider this line of ancient biblical song:

The Lord sets the prisoners free;
   the Lord opens the eyes of the blind.

In this literary form, the two half-lines are units that have a particular relation such as repetition, contrast, etc.  The relation between prisoners and the blind is not obvious today.  But another line of ancient song helps to elucidate the relation:

I have given you as a covenant to the people,
   a light to the nations to open the eyes that are blind,
to bring out the prisoners from the dungeon,
   from the prison those who sit in darkness.[1]

In these two lines, their half-lines relate through emphasis and repetition.  Moreover, these two lines together associate freeing prisoners and opening the eyes of the blind with bringing light.  Light in the ancient world had very broad associations with life and an important god.

A general form of cursing in the ancient world was a “binding spell.”  Such a spell physically constrained a person, but did not kill.  Binding was thus imprisonment generalized.

Ritual services in Roman Egypt included a generally applicable release from bonds.  For example, one such service involved saying:

Let every bond be loosed, every force fail, let all iron be broken, every rope or every strap, let every knot, every chain be opened, and let no one compel me, for I am — {say the name}.[2]

“Say the name” assimilates the user to the god invoked, thus blurring the authority of binding and releasing.  Similarly, the statement is a passive construction (“let…be”) that blurs violence (“all iron be broken”) with an ordered release (“every chain be opened”).   These verbal techniques helped to make the release from bonds generally applicable.

Early Christians also had a general understanding of binding persons and setting prisoners free.  A late-fourth-century Christian homily from Mesopotamia or Asia Minor declared:

the Lord descends into the souls of those who seek him.  He goes into the depths of the hellish heart and there he commands death, saying: “Release those captive souls that seek after me, those that you hold by force in bondage.”  He breaks through the heavy stones that cover the soul.  He opens the tombs.  He truly raises to life the dead person and leads that captive soul forth out of the dark prison.

This account presents setting prisoners free within a universal narrative of human life, conflicting desires, death, and redemption.  The phrase “leads that captive soul forth” alludes to the Exodus account of God leading the Hebrews to freedom from Egypt.  Immediately following this description is a highly particular example:

Take the example of a man bound with chains, hand and foot, and someone comes to remove his shackles and set him free so he may walk unencumbered.

Did the “someone” who removed the shackles have the key and do the initial shackling, or did that person forcibly break the shackles as an opposing authority?  The answer doesn’t seem to matter.  This specific example immediately expands to universality:

In a similar way the Lord removes the chains of death strangling the soul and releases it and sets the mind free so that it may amble without disturbance, but in tranquility before God.[3]

An early Christian Coptic Marian prayer similarly describes release of prisoners:

I am Mary.  Let the {stone} break, let the darkness break before me.  {Let} the earth break.  Let the iron dissolve.  Let the demons retreat before me. … They fear {his holy name, which } is Yao Sabaoth Adonai Elo {Eloi}, who, by his power, releases every one who is a prisoner.  You must destroy every spirit and power of the devil.[4]

Sin, demons, and the devil could imprison anyone.  Setting a prisoner free was a figure of common understanding and popular concern in the ancient world.

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Notes:

[1] The quotations are from the Hebrew Bible, Isaiah 61:1, Psalm 107:14-16, Psalm 146:7-8, Isaiah 42:6-7 (RSV trans.).

[2] PGM XIII.294-296, trans. Betz, Hans Dieter, ed. 1992. The Greek magical papyri in translation: including the Demotic spells Vol. 1, [Texts].  Chicago: University of Chicago Press.  In the Acts of the Apostles, prison doors open and chains become unfastened similarly without a direct specification of means.  See Acts 5:19, 12:17, 16:25.

[3] Previous three quotes from Pseudo-Macarius, Homily 11, trans. Maloney, George A. 1992. The fifty spiritual homilies and the Great letter. New York: Paulist Press.   The homily describes what came to be called the harrowing of Hell.

[4] A prayer made by Mary, London Oriental Manuscript 6796, trans. ll. 23-25, 37-41, from p. 283 in Meyer, Marvin W., and Richard Smith. 1994. Ancient Christian magic: coptic texts of ritual power. San Francisco: HarperSanFrancisco.  For more information about such Marian prayers, see Marvin Meyer, “The Prayer of Mary Who Dissolves Chains in Coptic Magic and Religion,” in Paul Mirecki and Marvin Meyer, eds., Magic and Ritual in the Ancient World, Religions in the Graeco- Roman World, 141 (Leiden: E. J. Brill, 2002), 407–15.

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setting limits on prisoners' telephone calling

Prisoners held in U.S. Federal Bureau of Prisons’ facilities are generally limited to no more than 300 minutes of telephone calls per month.  This limit was recommended in 1997 and enacted in 2001.  It served to lessen the burden of human monitoring of prisoners’ telephone calls.  Since then, technologies for automatically monitoring, searching, and analyzing telephone calls have improved greatly.  Nonetheless, the call-minute limit has changed little.  A call limit that recognized the capabilities of new technology would increase call revenue for the Bureau of Prisons and increase welfare for prisoners and their family and friends.

When humans were the primary monitors of prisoners’ telephone calls, the Bureau of Prisons (BOP) enacted a limit on prisoners’ calls to help reduce the challenge of monitoring calls.  Prior to 2001, BOP prisoners’ telephone calls were not generally limited.  In 1999, the U.S. Inspector General studied the BOP’s management of prisoners’ telephone use.  The Inspector General noted:

Permitting inmates access to prison telephones and protecting the public against crimes facilitated through use of prison telephones present a complex balancing of interests. … At the present time, the balance appears tilted too far in favor of inmate access.

Among the Inspector General’s recommendations were the following:

  1. The BOP should impose limits on all inmates’ telephone privileges. The 1997 Wardens’ Working Group recommended 300 minutes per month, an arbitrary figure arrived at without examining data on inmate telephone usage. The BOP should research this issue and develop a recommendation for limiting the number of minutes that inmates can use the telephone which takes into account inmate calling patterns and the number of calls that can be effectively monitored by available staff.
  2. The BOP currently monitors less than four percent of all inmate calls. This is an unacceptably low percentage to detect and deter criminal conduct by inmates. We recommend that the BOP set a significantly higher goal and then calculate the resources needed to meet this goal. Undoubtedly, this will require two things: more staff assigned to monitoring inmate telephone calls and fewer inmate calls.

On April 2, 2001, the BOP enacted the 300 minutes per month limit that the 1997 Wardens’ Working group had recommended.  The BOP subsequently increased the limit to 400 minutes for only the months of November and December.  Americans not incarcerated spend on average about 850 minutes per month on the telephone.  Hence the limit on prisoners’ telephone use limits prisoners to less than half as much telephone communication as that of persons not incarcerated.

Information technology developed within the past decade offers major advances in storing, searching, and analyzing prisoners’ telephone calls.  Internet search engines run flexible keyword searches over massive datasets.  Similar machine searching of inmate calls offers a forensic tool that is far beyond anything that human monitors could achieve.  Such technology can also handle a wide range of languages much more easily than can human monitors.  This new technology surely should affect the balancing of interests in regulating prisoners’ telephone calls.

The number of minutes per month prisoners spend on the phone probably isn’t correlated with criminal activity.   With crude human call monitoring, minutes per month is correlated with staff work requirement.  That seems to have been the primary concern in 1999.  Current automated call monitoring and call profiling largely eliminate the correlation between minutes of use and human staff work.  Hence whether a need for any general limit on prisoners’ call minutes currently exists should be carefully considered.

Increasing the limit on prisoners’ telephone calls would have significant benefits.  Raising the limit to 500 minutes per month would generate an estimated additional $1.2 million for the BOP.[1]  That limit would still constrain prisoners to 41% fewer telephone minutes per month than the 850 minutes per month that non-incarcerated persons use.  With a 500 minutes per month limit, an estimated 10% of prisoner would reach that limit.[2]  The additional telephone calls would increase the welfare of prisoners and their families and friends.  Moreover, at a cost well within the bounds of the additional phone revenue gained, new technology almost surely could advance public safety relative to the balance recommended in 1999.

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Spreadsheet calculating effect of increasing prisoners’ call limit (Excel version)

Related post: prisoners are promising customers for communications services

Notes:

[1] Calculation based on an exponential model for the distribution of monthly call minutes across prisoners.  Available evidence indicates that the prisoner-minute distribution has a fatter tail than an exponential distribution.  That implies that actual revenue would be greater than the revenue estimated with the exponential model.

[2] Increasing the monthly minute limit to 850 minutes would generate an estimated additional revenue of $1.8 million.  An estimated 2% of prisoners would be at that limit.   The revenue benefit of eliminating the general minute limit would be greater than $1.8 million.  A more precise figure is difficult to calculate because it depends on the weight in the distant tail of the call-minute distribution.

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